Research Article |
Corresponding author: Ricardo Araújo ( paradoxides@gmail.com ) Academic editor: Johannes Müller
© 2023 Ricardo Araújo, Adam S. Smith.
This is an open access article distributed under the terms of the Creative Commons Attribution License (CC BY 4.0), which permits unrestricted use, distribution, and reproduction in any medium, provided the original author and source are credited.
Citation:
Araújo R, Smith AS (2023) Recognising and quantifying the evolution of skeletal paedomorphosis in Plesiosauria. Fossil Record 26(1): 85-101. https://doi.org/10.3897/fr.26.97686
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Plesiosaurs are one of the longest-ranging tetrapod groups in the Mesozoic and underwent a major adaptive radiation in the Late Triassic/Early Jurassic, so they are an ideal clade to study the long-term implications and deep-time evolution of specific developmental patterns. We compiled a database of all published plesiosaur specimens and recorded their skeletal maturity status. We use statistical modelling to demonstrate that the abundance of allegedly ‘juvenile’ specimens increases through time, which contradicts the null hypothesis that the relative proportion of juvenile to adult specimens should remain constant throughout evolution. These results indicate that many ‘juvenile’ specimens are really adults exhibiting heterochronic traits, particularly paedomorphism. Heterochrony is a developmental pattern particularly widespread in secondarily adapted organisms such as plesiosaurs. However, heterochronic patterns are typically only studied in individual genera/species or restricted clades. We demonstrate that the pervasiveness of paedomorphism in plesiosaurs increased gradually throughout the evolution of the clade, rather than being a specialization of specific clades.
heterochrony, histology, osteological maturity, sexual maturity
Plesiosaurs (=Plesiosauria) are a globally distributed group of extinct predatory aquatic reptiles that formed an important component of Jurassic and Cretaceous marine ecosystems. All plesiosaurs have a short torso, a short tail, and four large flippers, but their skull and neck proportions vary greatly. Plesiosaur morphotypes range between two extremes: plesiosauromorphs with a long neck and small head, and pliosauromorphs with a short neck and large head (
The possible importance of paedomorphism within plesiosaurs and the potential implications of paedomorphic characters for plesiosaur paleobiology, paleoecology, evolution, and systematics, has received little research attention to date (
Heterochrony is the dissociation of the relative timing of developmental events during the ontogeny of ancestral and descendant organisms (
Speciation events may undergo a mosaic of heterochronic processes, with different traits being affected by peramorphosis and paedomorphosis concomitantly. For example, peramorphic processes result in convergent evolution of polydactyly and hyperphalangy in multiple Mesozoic marine reptile lineages (
Miniaturized taxa are often, but not always, paedomorphic. Some authors have proposed that some aristonectines may be miniaturized paedomorphic plesiosaurs (
A clear extrication of juvenile and paedomorphic characters in relation to the ancestral state, as well as complementary evidence from histology, is crucial for understanding plesiosaur evolution. This paper presents the results of an analysis of osteological maturity in hundreds of plesiosaur specimens across all clades, spanning the entire stratigraphic history of the group, to help elucidate the presence of juvenile vs. paedomorphic characters, to test the Brown model, and to avoid a biased view of plesiosaur ontogeny.
We compiled an extensive database of hundreds of published records of plesiosaur specimens to assess their osteological maturity. The database contains 712 plesiosaur specimens representing different individuals. The database contains all plesiosaur publications known to us up until December 2022, excluding descriptions of isolated teeth or other material for which the osteological maturity could not be determined. The number of specimens that have been published since then are negligible and should not change the results significantly. Each entry corresponds to one specimen, to which we provide the most recent consensus concerning its systematic classification, following (in most cases) the higher-ranking taxonomy of
For each specimen we recorded the following information: specimen number; its Superfamily (Plesiosauroidea or Pliosauroidea); its Family; the operational taxonomic unit (i.e. lowest possible taxonomy, genus and species when possible); its ontogenetic stage under the Brown model in a binary system (‘mature’ or ‘partially mature or immature)’, its ontogenetic stage under the Brown model in a tripartite system (‘mature’, ‘partially mature’, or ‘immature’); its ontogenetic traits; its geological range in Stages; its average age in Ma; and references.
The specimens’ ontogenetic maturity was classified based upon anatomical descriptions and figures found in the literature and/or personal observations. Table
Osteological maturity | Vertebrae | Limbs | Girdles |
---|---|---|---|
Immature | Neural arch unfused to centrum | Rounded edges, no trochanter or tuberosity | Rounded edges, girdle elements unfused |
Partially mature | Neural arch fused to centrum but neuro-central suture visible | Angular edges, Trochanter or tuberosity partially separated from propodial head | Angular edges, Girdle elements partially fused |
Mature | Neural arch completely fused to centrum, no neuro-central suture visible | Angular edges, trochanter or tuberosity completely separated from propodial head | Angular edges, girdle elements completely fused |
It is important to clarify terminology, especially because the meaning of ‘maturity’ can be applied in several ways. Specifically, we must consider the differences and areas of overlap between ‘osteological maturity’, ‘sexual maturity’, and ‘ontogenetic maturity’. The term ‘sexual maturity’ as a proxy for maturity in a given specimen is unsatisfactory in practice because it cannot be assessed in the fossil record and does not untangle heterochronic issues. Therefore, an alternative terminology for assessing maturity is required.
The abundant Callovian plesiosaur record amassed from the Oxford Clay Formation of the UK consists mainly of different cryptoclidid and pliosaurid taxa. In addition to the
This issue requires a careful definition of different sexual stages, namely the contrast between ‘juveniles’ and ‘adults’. The ‘adult’ condition usually refers to an individual that has reached sexual maturity. This definition of adulthood is exclusively biological (e.g., legal adulthood in humans is a different issue). However, sexual maturity can rarely be confidently determined in the paleontological record, with one exception in the plesiosaur fossil record represented by a pregnant individual (
This term simply refers to the actual age (i.e., time since birth) of the animal. This concept differs from sexual maturity as it does not make any suppositions about reproducibility of the organism.
To assess the evolution of paedomorphism in plesiosaurs we used a ratio of the frequency of osteologically immature specimens (I) to the frequency of the sum between partially osteologically mature specimens (P) and fully osteologically mature specimens (M), the I/(P+M) ratio, through time bins representing the evolutionary history of plesiosaurs. The null hypothesis is that this ratio should remain constant through time. There is no reason to think that fertility ratios should vary through time given the available evidence that plesiosaurs are K-selectors (
The alternative hypothesis we propose is that variations of I/(P+M) ratio through geological time reflect variations of heterochronic processes, namely paedomorphism, through the evolutionary history of plesiosaurs. It is important to note that our results could be overly conservative because we lump partially mature specimens together with fully mature specimens in the denominator. However, this is intentional. If we can observe a pattern of variation of the I/(P+M) ratio through time then, it would only be more conspicuous if partially mature specimens were lumped with immature specimens.
We divided geologic time from 234.55 Ma (Early Carnian) up to 66 Ma (Late Maastrichtian) into equally sized time-bins of 4.5 Ma each. 4.5 Ma was the minimum age range, required to provide a meaningful assessment of our hypothesis given the abundance of plesiosaurs in the fossil record. In other words, 4.5 Ma is the minimum spread of time required to avoid having various time periods without any plesiosaur specimens, which would give the impression of an interrupted record. Figure
We calculated the ratio of the frequency of osteologically immature versus osteologically mature specimens (and osteologically immature versus osteologically mature + partially osteologically mature specimens) in each time bin. The time bin refers to the average between the maximum and minimum age.
We optimised the dataset according to different types of equations to model the evolution of paedomorphism, using the ratio of immature versus mature + partially mature specimens per time bin as a proxy, hereinafter I/(P+M) ratio. The I/(P+M) ratio may be over-conservative towards reducing the real effects of paedomorphism because it lumps partially osteologically mature specimens together with osteologically mature specimens. Partially osteologically mature specimens may also be affected by paedomorphism. On the other hand, osteologically immature specimens through time should be retrieved in fossil collections at a constant rate.
Each equation was limited to a maximum of four estimated parameters to ensure optimization using the simplest, thus more parsimonious, models possible. The parametric models include linear, exponential, and other equations types (see Tables
Statistical assumption tests for each time bin for linear models. Marginally non-significant regressions are in bold.
2 Ma | 4.5 Ma | 6 Ma | 10 Ma | ||
---|---|---|---|---|---|
Correlation coefficient | Spearman | -0.537 | -0.415 | -0.613 | -0.637 |
Analysis of variance model | p-value | 0.010 | 0.095 | 0.015 | 0.065 |
Statistical tests for linear regression assumptions | |||||
Outliers | Grubbs | Yes | Yes | Yes | Yes |
Removed outliers | Z-score | Berriasian + Aptian | Aptian | Aptian | Aptian/Albian |
Multicolinearity | VIF (<5) | 1.339 | 1.184 | 1.400 | 1.383 |
Homoscedasticity | White test p-value (>0.05) | 0.274 | 0.115 | 0.175 | 0.279 |
Autocorrelation | Durbin-Watson p-value (>0.05) | 0.929 | 0.656 | 0.393 | 0.157 |
The type of function, the general tendency demonstrated by the function fitted to the data, relative likelihood and the mean square errors (MSE), for each model and time bin. Green model, relative likelihood RL > 0.05 for all time bins Green, RL > 0.05. Red, model with RL < 0.05 for every time bin. BM, best model.
Model | 2 Ma time bin | 4.5 Ma time bin | 6 Ma time bin | 10 Ma time bin | Tendency through time | ||||||||
---|---|---|---|---|---|---|---|---|---|---|---|---|---|
MSE | RL AIC | RL AICc | MSE | RL AIC | RL AICc | MSE | RL AIC | RL AICc | MSE | RL AIC | RL AICc | ||
Linear | 0.077 | BM | - | 0.237 | BM | - | 0.127 | BM | - | 0.205 | BM | - | Increase |
Beta Growth | 0.080 | 0.135 | 0.064 | 0.252 | 0.135 | 0.186 | 0.127 | 0.236 | 0.594 | 0.219 | 0.164 | 0.132 | Increase |
Exponential Growth | 0.076 | 0.402 | 0.315 | 0.237 | 0.367 | 0.832 | 0.133 | 0.241 | BM | 0.214 | 0.277 | BM | Increase |
Boltzman Sigmoidal | 0.075 | 0.215 | 0.062 | 0.256 | 0.079 | 0.040 | 0.174 | 0.007 | 0.007 | 0.228 | 0.092 | 0.016 | Uniform, burst increase |
One phase decay | 0.071 | 0.587 | 0.278 | 0.252 | 0.136 | 0.186 | 0.135 | 0.135 | 0.339 | 0.226 | 0.135 | 0.109 | Increase |
Two phases decay | 0.071 | 0.248 | 0.043 | 0.258 | 0.052 | 0.006 | 0.153 | 0.018 | 0.006 | 0.283 | 0.018 | 0.000 | Increase, step increase |
One phase association | 0.103 | 0.010 | 0.007 | 0.280 | 0.074 | 0.168 | 0.178 | 0.013 | 0.053 | 0.284 | 0.045 | 0.161 | Uniform |
Two phases association | 0.084 | 0.050 | 0.014 | 0.268 | 0.050 | 0.025 | 0.136 | 0.085 | 0.079 | 0.243 | 0.061 | 0.011 | Increase |
Second order polynomial | 0.080 | 0.140 | 0.066 | 0.252 | 0.135 | 0.186 | 0.127 | 0.242 | 0.608 | 0.219 | 0.163 | 0.131 | Increase |
Third order polynomial | 0.064 | 1.366 | 0.393 | 0.258 | 0.073 | 0.037 | 0.134 | 0.096 | 0.089 | 0.242 | 0.063 | 0.011 | Increase, plateau, increase |
Fourth order polynomial | 0.064 | 0.943 | 0.165 | 0.272 | 0.031 | 0.003 | 0.137 | 0.056 | 0.019 | 0.255 | 0.035 | 0.000 | Increase, plateau, increase |
Quadratic one variable | 0.282 | 0.000 | 0.000 | 0.432 | 0.002 | 0.007 | 0.381 | 0.000 | 0.000 | 0.466 | 0.003 | 0.016 | Decrease |
One parameter exponential | 0.289 | 0.000 | 0.000 | 0.469 | 0.001 | 0.003 | 0.325 | 0.000 | 0.000 | 0.457 | 0.003 | 0.018 | Uniform |
Asymptotic regression | 0.071 | 0.587 | 0.278 | 0.252 | 0.136 | 0.186 | 0.135 | 0.135 | 0.339 | 0.226 | 0.135 | 0.109 | Increase |
Michaelis-Menten | 0.069 | 1.279 | BM | 0.232 | 0.441 | BM | 0.146 | 0.094 | 0.388 | 0.237 | 0.145 | 0.523 | Increase then burst increase |
Gompertz | 0.164 | 0.000 | 0.000 | 0.598 | 0.000 | 0.000 | 0.633 | 0.000 | 0.000 | 0.740 | 0.000 | 0.000 | Decrease |
Substrate inhibition | 0.072 | 0.470 | 0.223 | 0.247 | 0.162 | 0.223 | 0.144 | 0.068 | 0.171 | 0.244 | 0.081 | 0.065 | Increase, burst increase |
One site competition | 0.093 | 0.020 | 0.009 | 0.240 | 0.214 | 0.294 | 0.173 | 0.011 | 0.027 | 0.279 | 0.034 | 0.027 | Increase, step increase |
Two site competition | 0.180 | 0.000 | 0.000 | 0.271 | 0.032 | 0.004 | 0.153 | 0.018 | 0.006 | 0.314 | 0.009 | 0.000 | Double step increase |
Gaussian | 0.080 | 0.146 | 0.069 | 0.252 | 0.135 | 0.185 | 0.129 | 0.202 | 0.507 | 0.216 | 0.179 | 0.144 | Increase |
Lerentzian | 0.079 | 0.163 | 0.077 | 0.251 | 0.136 | 0.187 | 0.133 | 0.152 | 0.382 | 0.221 | 0.157 | 0.126 | Increase |
Allometric 2 | 0.087 | 0.051 | 0.024 | 0.272 | 0.064 | 0.087 | 0.161 | 0.023 | 0.058 | 0.280 | 0.033 | 0.027 | Increase |
Power | 0.289 | 0.000 | 0.000 | 0.469 | 0.001 | 0.003 | 0.325 | 0.000 | 0.000 | 0.457 | 0.003 | 0.018 | Uniform |
We performed a non-parametric regression that relaxes the assumptions made by the linear regression model (Fig.
We partitioned and analysed the plesiosaur dataset into various clades to assess the weight of phylogeny on the global evolution of paedomorphism in Plesiosauria, and to understand if there was any particular trend through time in individual plesiosaur clades (Figs
Evolution of paedomorphism as expressed by the I/(M+P) in families with few specimens. Frequencies of osteologically immature, partially mature, and mature specimens of leptocleidids, microcleidids and rhomaleosaurids through time. Geological time in Ma is represented in the abscissa and frequency (number) of specimens in the ordinate for each of the categories (mature, partially mature and immature).
We found a statistically significant increase in the relative abundance of osteologically immature specimens through time. This finding is at odds with what should be expected from a taphonomic standpoint: the ratio of juvenile to adult specimens should have remained uniform through geological time. Figure
Outliers. We found that the time bin for (approximately) the Early Aptian (120.05–124.55 Ma) was an outlier (Suppl. material
All of the linear regression tests that we conducted verify the assumptions to draw the parametric regression models. The Grubbs test and Z-scores find the Aptian time bin as an outlier independent of the time bin partition used, except for the Grubbs test for the 4.5 and 10 Ma partition (Table
The linear models are statistically significant (p < 0.02), except for the 4.5 and 10 Ma time bin partition (p = 0.095 and p = 0.065, see Discussion). The most significant time bin partition is for 2 Ma (p = 0.001), followed by the 6 Ma time bin partition (p = 0.015), Fig.
The best fitting parametric models to the dataset show an increase of the I/(P+M) ratio – increased osteological immaturity – through time independent of the time bin partition used (Table
The best parametric model, the third order polynomial, shows a sharp increase of the I/(P+M) ratio until the end of the Jurassic, stabilizing during the Early Cretaceous, and subsequently increasing markedly up to ~1.0 (Fig.
The non-parametric regression models showed a consistent increase of the I/(P+M) ratio through time (Fig.
Plesiosauroidea
In this superfamily as a whole there is only a sharp increase in the I/(M+P) ratio in the Early Cretaceous (Fig.
Pliosauroidea
There is a slight increase in I/(M+P) ratio through time, independent of the time bin partition used. In the Early Jurassic the I/(M+P) ratio is around 0.2 but by the Middle Jurassic and Early Cretaceous it is about 1 (Fig.
Polycotylidae
The temporal range of polycotylids spans from the Aptian (
Various specimens of indeterminate polycotylids create an outlier in the latest Aptian (
Elasmosauridae
Among elasmosaurids there is typically a ratio of one osteologically immature specimen per partially osteologically mature and osteologically mature specimen throughout the clade’s longevity (Fig.
Pliosauridae
Pliosauridae is a clade with a long temporal range, with records from the Early Jurassic (Hettangian) with taxa such as Thalassiodracon, to the Late Cretaceous (Late Campanian), such as indeterminate pliosaurid specimens recovered from New Zealand (
Cryptoclididae
Cryptoclidids are a clade with a temporal range from the Callovian to the Tithonian and are represented by 88 specimens in our database. There is a trend for increased I/(P+M) ratio through time; by the Callovian the ratio is ~0.4 and by the Tithonian it is 3 for the 6 Ma partition and 0.75 for the 4.5 Ma-partition (Fig.
Rhomaleosauridae
The rhomaleosaurid fossil record consists of very few published specimens (n = 22) and it is a clade with a short temporal range (Early to Middle Jurassic). Therefore, it is hard to obtain broad patterns on the evolution of paedomorphism in this clade (Fig.
Microcleididae
Microcleidids are a clade of plesiosauroids with a short temporal range at the end of the Early Jurassic and records of this group amount to only 17 published specimens (Fig.
Leptocleididae
Leptocleidids have a temporal range within the Cretaceous from the Berriasian to the Albian and are represented in our database by 18 published specimens (Fig.
Several authors have considered ontogeny in plesiosaurs. For example,
Paedomorphism is a common trait among secondarily aquatically-adapted organisms (
Following
Our data suggests that not all plesiosaur clades co-ossify neural arches and centra at the same rate and extent. Thus, in certain clades these differences will bear a phylogenetic signal. In other words, the apomorphic condition is a paedomorphic trait. For example, neural arches remain separated throughout ontogeny in every taxon of the rhomaleosaurid clade.
The presumption that osteologically immature external morphological traits imply a ‘juvenile’ condition led several authors to propose breeding ground and nursery hypotheses for certain plesiosaur assemblages (
The perception of relative ‘juvenile’ abundance is dependent upon the assemblages and taxa under study (e.g., “juvenile plesiosaurs are relatively rare in the fossil record”,
The interpretation of these assemblages as plesiosaur nurseries rests on the assumption that the osteological immature specimens represent sexually immature and ontogenetically immature individuals. The hypothesis that coastal environments served as nurseries for plesiosaurs remains speculative pending histological studies except for one outlier: the Aptian-Albian.
Paleohistology provides an alternative line of evidence for determining paedomorphism in plesiosaurs (
In Angolan aristonectine specimens the humeri have an osteosclerotic histology, there are secondary osteons nearly all the way to the outermost regions of the sectioned bones, and there is a presence of three lines of arrested growth (
The Early Cretaceous is characterized by elevated climatic volatility and major tectonic changes due to the accelerated breakup of Pangea (
By using alternative methods to linear regression modelling, the nonparametric LOWESS regression of the I/(P+M) ratio through time indicates a linear tendency. Furthermore, the linear model was retrieved consistently among the best statistical modelling techniques. This linear tendency implies a steady increase of I/(P+M) through geological time, allowing us to speculate about a possible rate of paedomorphism. The rate of paedomorphic evolution in Plesiosauria as whole is 0.6%/Ma with 95% confidence bounds oscillating between 0.3 to 0.9%/Ma. Whereas plesiosaurs seem to have a slow rate and gradual evolution of paedomorphic traits, a contrasting pattern is present in the odontocete phocoenids. Widespread paedomorphism seems to have been attained at a relatively accelerated rate in phocoenids, whose entire body plan has become paedomorphic in less than ~11 Ma (
However, some aristonectines represent extreme examples of paedomorphism by the Campanian-Maastrichtian (
Paedomorphic traits are widespread among tetrapods, with salamanders and newts being a quintessential example where paedomorphic traits are viewed as adaptations to their complex life cycle (e.g.,
While gravity is a primary constraint for tetrapod architecture (e.g.,
Paedomorphism is a major confounding factor in determining the ontogenetic stage in plesiosaur skeletons, with subsequent taxonomic implications. As a consequence, many ontogenetic stage determinations for different plesiosaur taxa may be mistaken. Although our results suggest that the ontogenetic stage in early plesiosaurs (Early to Middle Jurassic) may be identifiable based on external morphological features, external morphology alone renders interpretation more difficult in later plesiosaurs, because a high proportion of osteologically immature specimens prevail. Nevertheless, even in basal and early plesiosaur clades, such as rhomaleosaurids, morphological features indicative of osteological immaturity are pervasive, such as unfaceted propodials and lightly co-ossified vertebrae and neural arches. To help tackle these issues we propose:
Funding for this project was provided by the Fundação para a Ciência e a Tecnologia postdoctoral fellowship SFRH/BPD/96205/2013, FCT - AGA KHAN Development Network grant number 333206718, National Geographic Society grant number CP-109R-17. We also thank B. Wahl and C. McHenry for some information of specimens. We also thank Chris Klingenberg, Michael Caldwell and Sven Sachs for their comments on the manuscript.
Raw data and analyses
Data type: Excel files (in ZIP. archive)
Explanation note: Plesiosaur occurrences, osteological maturity assessment, references and statistical analyses.