Research Article |
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Corresponding author: Ingmar Werneburg ( ingmar.werneburg@senckenberg.de ) Academic editor: Florian Witzmann
© 2024 Ingmar Werneburg.
This is an open access article distributed under the terms of the Creative Commons Attribution License (CC BY 4.0), which permits unrestricted use, distribution, and reproduction in any medium, provided the original author and source are credited.
Citation:
Werneburg I (2024) Terrestrialisation and the cranial architecture of tetrapods. In: Witzmann F, Ruta M, Fröbisch N (Eds) The fish-to-tetrapod transition and the conquest of land by vertebrates . Fossil Record 27(3): 473-497. https://doi.org/10.3897/fr.27.137860
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Using four extinct land vertebrate species as examples, I discuss ontogenetic strategies as well as the potential influence of bite- and other external forces on the formation of the land vertebrate skull. In principle, areas under biomechanical stress are strongly ossified, whereas regions with little or no stress show only weak or no ossification. In this regard, all plates, arcades and openings of the skull – even in that of the multi-fenestrated dinosaurs – can be explained. I trace the changes in feeding mode and body posture at the transition from semi-aquatic to fully terrestrial tetrapods and discuss changes in the position of bite points. Through evolution, an increasing bite force is argued to have a crucial influence on the formation of new skull openings, such as the supratemporal and the antorbital fenestrae in archosaurs, by changing the direction of stress flows in the skull. The conquest of land was also associated with the appearance of novel types of behaviour such as inter- and intraspecific combats. Horns and other cranial weapons were formed repeatedly, which are shown to alter skull construction when receiving external forces. Changes in the skull biomechanics are associated with body posture and postcranial skeletal anatomy. Additionally, vice versa, the neck muscles are shown to have an important impact on the differentiation of the tetrapod skull. Finally, a new hypothesis is provided for the evolution of the temporal openings, based on biomechanical considerations. I argue that the synapsid (infrafenestral) morphotype was ancestral to amniotes related to a strong anterior bite in the mouth. Along the reptilian lineage – such as in many parareptiles, captorhinids and turtles – temporal fenestration was repeatedly closed by stiffening the temporal region in response to external forces. In addition, I argue that the upper temporal opening evolved first and that the diapsid (bifenestral) morphotype is secondary. The “triapsid” morphotype in ceratopsid dinosaurs is shown to be related to concentrated forces on the animal’s neck frill.
Bite performance, biomechanics, fenestration, stresses, ossification
The conquest of the terrestrial realm is considered to be one of the major “key innovations” in vertebrate evolution. Several physiological and anatomical adaptations were necessary for the animals outside the aquatic milieu (e.g.
Some of the most conspicuous structural remodelling at the water-to-land transition affected the skull. Ancestrally, it was a massive structure in aquatic fish-like vertebrates which both afforded protection for the brain and sensory organs against predation and hydrostatic pressure in the water column and during swimming (
With the stepwise conquest of the terrestrial environment, shoulders separated from the skull (
In this paper, I discuss potential factors that influenced the diversification of skull construction at the transition from early land vertebrates to well-established amniotes. I will, firstly, (A) discuss the ontogenetic preconditions for skull formation and, secondly, (B) the influence of external forces on skull construction. The latter will be separated into (B1) bite-related forces and (B2) forces resulting from body posture and, if present, from cranial armour. To explain the biomechanical principles, I selected four taxa:
All species show very complex patterns of skull formation in evolution, which cannot be discussed in detail. In the chosen examples, only the biomechanical principles will be illustrated. These will be used as basis to reconstruct the evolution of temporal openings – an old topic in comparative anatomy (
Skull (A, B–D) and lower jaw (A*) of the temnospondyl Proterosuchus helgolandicus in left lateral (A, A*), dorsal (B), posterior (C) and ventral (D) views; after
Skull (A–D) and lower jaw (A*) of the early reptiliomorph Anthracosaurus russelli (
Skull (A–D) and lower jaw (A*) of the early archosauriform diapsid Euparkeria capensis (
Skull (A–D, F) and lower jaw (B*) of the early ceratopsid dinosaur Protoceratops andrewsi (
The lungfishes (Dipnoi) are the closest living relatives of Tetrapodomorpha and a detailed observation of dipnoan development allows deep insights into the ancestral ontogeny of land vertebrates (
The free-living and feeding larvae of lungfishes do not have a fully formed dermal skeleton yet and the temporal bones are loosely located on the head’s surface (
Close to the origin of Lissamphibia, within dissorophoid temnospondyls, metamorphosis evolved, which includes remarkable reorganisations of the body (
Hypothesis on land vertebrate interrelationships and skull evolution, based on biomechanical considerations, with a focus on the temporal region. Morphotypes (mainly sensu
I argue that the ancestral ontogenetic condition described for lungfish larvae above (
With the emergence of the cleidoic egg in amniotes, the free-living larval stage was skipped and the hatchling more closely resembles the adult. That means that the amniote embryo does not need to develop the functional muscle arrangement of a free-living larva that is otherwise seen in non-amniote vertebrates (
There are two major routes of feeding behaviour with several modifications and combinations. These two feeding adaptations are typified in early amniotes. Synapsida concentrate on a bite anterior in the mouth with higher bite forces in this region; Diapsida (within Reptilia), in contrast, concentrate on a bite more posterior in the snout. Both conditions will be discussed below (Sections B1-3 and B1-4).
In early embryology, the brain and the sensory organs are amongst the first cranial structures to develop (
Recently,
In the present paper, I summarise the approach of
The major effects of each stress – compression or tension – is indicated as α or β, respectively, although complex stress patterns are present in the actual skull as shown by finite element analyses, depending on the internal bone anatomy, architectural integration in the skull and stress flows from other forces. In particular, the stresses induced by the obliquely orientated neck muscles will result in a complex combination of tensional (backwards) and compressional (midwards) stress patterns. Those are indicated as γ in the figures. Stresses received also numbers, which are just descriptive to refer to them in the figures and texts and do not necessarily indicate ‘homologies’.
B1-1. Otic notch
The early semi-aquatic tetrapods, including many temnospondyls and stem amniotes, were characterised by a rather flat skull with an otic notch at the posterior border of the temporal region (Figs
A shift from the primarily fish-like suction to a primarily or exclusively prey-hunting feeding mode of tetrapods is obvious by the size reduction of the hyoid apparatus and by the large fangs in many temnospondyls (Fig.
In Anthracosaurus, the cheek region is even spatially recessed from the skull table (Fig.
Based on the considerations above, I suggest that, in Protoceratops, the anterior bite is primarily concentrated on the animal’s beak (FbpA/A*; Figs
B1-2. Circle of forces
Stresses increase along the skull (
By correspondence with traces of muscle attachments on the bones,
B1-3. Infratemporal opening
At the jaw joint, i.e. between articular (art) and quadrate (q), compressive stress develops (green α), because of the force generated here (Fj) when biting. In early tetrapods, such as in Parotosuchus (Fig.
Force at the jaw joint (Fj) is larger, when the jaw muscles are placed more posteriorly in the adductor chamber, because of the shorter lever arm to the joint (
Please note that the here chosen species Anthracosaurus russelli is very special amongst Anthracosauridae (Embolomeri) in having a temporal fenestration similar to the amniote Synapsida and several parareptiles. It had a relatively high skull when compared to other early tetrapods and very large teeth on the jaws and on the palate (Fig.
A retrotemporal bar is formed in fenestrated taxa. It is mainly established by the lateral neck musculature (FN2), which is – because of higher neck mobility – much more strongly developed in reptiliomorphs (Fig.
Recently,
In ceratopsid dinosaurs (Fig.
My interpretation is close to older interpretations regarding the insertion of the chewing muscle (Fa2) to the lower jaw in ceratopsids (
A high anterior bite force can also be found in crocodiles. The related stress flows can be related to a very strong ossification in the skull roof and on the skull side. As a result, the genetically fixed upper and temporal fenestrations are suppressed in a way that the postorbital bar is retracted to a more medial position in the head and that the upper temporal openings are almost or completely closed. In such a way, a “pseudosynapsid” (or pseudoinfrafenestral) morphotype emerges “on top” of the diplapsid morphotype (Fig.
B1-4. Supratemporal opening
As mentioned before, a greater bite force (blue FbpP) can be generated posteriorly in the snout because of the shorter lever arm to the jaw joint (
A posterior bite along the snout (blue FbpP) results in compressive stress below the eye (blue α). One part of this stress travels posterior to the eye (blue α1), along the postorbital bar, which is built of jugal and postorbital (Fig.
With increased neck mobility along the amniote stem, the otic slit was closed (Fig.
In addition to the supratemporal fenestra, the early ceratopsian dinosaur Protoceratops had a parietal fenestra (Fig.
As in other diapsid reptiles, the posterior extension of the dorsolateral muscle portion (Fa3), which takes up the stress from the posterior (blue α3) and anterior bite (red α3) in the upper temporal arcade, does not go much beyond the articulation of the squamosal with the quadrate in Protoceratops (cf.
B1-5. Orbita and naris
The naris and the orbit were already discussed as being related to the early presence of nose and eye organs in the embryo (Section A2). The dermal bones develop later and arrange around these organs (
The nasal is surrounded by stress flows from anterior bites in the snout. Posteriorly, it is bordered by the compressive stress (red α / red α1 in the Figures) that was discussed above concerning the anterior perpendicular bite (FbpA). This bite, however, only relates to the largest, the canine-like tooth. More anteriorly, at the incisor-like teeth, a further anterior bite force (FbpA*) can develop. It introduces similar stress patterns as the canine-related bite (FbpA) with a dorsal compression (red α*/α*1) and a ventral tensional (red β*/β*1) stress flow, which relate to bone structures anterior, dorsal and ventral to the naris – i.e. the premaxilla (
In birds, the orbits and visual cortex of the brain are largely expanded, which results in a roundish braincase and a compressed temporal region of an infrafossal morphotype (
B1-6. Transversal bite
Pure perpendicular bite is rarely performed amongst tetrapods. Often the head is passively moved by fleeing prey or is actively moved to tear off food items. This results in transversal bite forces (Fbt), which distribute differently in the skull when compared to the perpendicular bite (Fbp). This typical condition is illustrated herein only for the anterior bite pointing to the mid-line of the skull (brown FbtA in Fig.
The anterior transversal bite (FbtA) results in two stress flows. Tensional stress (brown β1 in Fig.
The medial and lateral neck muscles guided the stress along the neck, to the shoulder and the forelimbs, to finally close the “circle of forces” via the soil that Euparkeria and its prey shared (illustrated for the lateral direction of anterior and posterior transversal bite forces in fig. 4k of Werneburg and Bronzati, in press).
In situations where the head is passively swept to the side – a situation engendered by struggling prey (illustrated by the green bent arrow in front of the head in Fig.
When the head was actively pulled to the side, i.e. when tearing off food items, the resulting stresses from the inertia force (Fi) took different courses, further altering the orientation and architecture of the temporal region (see
In the remaining parts of Section B1, I will elaborate upon the above explanations on the influence of the feeding mode on skull formation. Anterior and posterior perpendicular and transversal bites, as well as inertia force, help explain much of the architecture of the snout, the palate and the occipital region, all of which were not discussed by
B1-7. The antorbital fenestra
Most reptiles of the diapsid clade Archosauriformes (including birds, but excluding crocodiles) process an antorbital fenestra anterior to the orbit (
The early archosauriform Euparkeria established the first adaptations to very powerful biting “on its way” towards the hypercarnivorous dinosaurs. In a recent contribution,
As I have shown above (Section B1-4, the compressive stress (dark blue α) of the posterior perpendicular bite force (FbpP) was distributed posterior to the orbit (dark blue α1 in Fig.
Anterior to the eye, in the snout, the stress flow of the posterior bite (blue α2 of Fig.
The steep dorsal stress flow (blue α5) was associated with the ossification in front of the orbit, i.e. the anterodorsal wing of the jugal and the lacrimal in Euparkeria (Fig.
The anterior and dorsal borders of the antorbital fenestra, formed by a dorsal wing of the maxilla and the nasal in Euparkeria, were associated with the compression flow of the anterior bite stress only (red α1 in Fig.
The antorbital fenestra of the archosaur Protoceratops (Fig.
In general, the shape and size of the bars and fenestrae amongst taxa depend on the strengths and specific distributions of all the stresses discussed in this paper (Figs
B1-8. Palate
The palate of the early tetrapods was plesiomorphically formed by elongated bones, inherited from fish-like ancestors. In most species, the bite forces were not strong enough to induce a full closure of the palate region yet. The interpterygoid vacuities (Fig.
The palate of early reptiliomorphs and amniotes shows remarkable diversity (
Within the palate, the lateral stress flow of the anterior bite (FbpA, red β1 in Fig.
The medial stress (red β2) flow travelled medial to the choana in Parotosuchus (Fig.
The tensional stress from the more anterior bite at the tip of the snout (FbpA*) distributed laterally along the premaxillary (red β*1) and medially along the vomer (red β*2), surrounding the choana anteriorly as shown in Anthracosaurus (Fig.
The posterior bite force (FbpP, dark blue β) was not only distributed laterally along the skull flank (Figs
Many early tetrapods showed extensive palatal dentition (
Additionally, the temporal arches can be shaped by palatal bite. The early synapsid Edaphosaurus, for example, was a herbivore with extended palatal dentition. The skull has a fossafenestral morphotype (different from the infrafenestral morphotype in its close relative Dimetrodon;
As in the case of the temporal region (
The chewing behaviour in Protoceratops (
B1-9. Fenestrae of the lower jaw
As in most Archosauriformes (Fig.
More posteriorly, in Euparkeria, a subangular fenestra is present (Fig.
The mandibular fenestra was secondarily closed in the archosaur Protoceratops (Fig.
B1-10. Small openings in the skull
Whereas I discussed the major fenestrae of most tetrapods above, other cranial openings require brief comments. These include several foramina with little stresses, which permit the passage of nerves and vessels (e.g.
In Euparkeria, the median pineal foramen (
Feeding-related stresses in the skull would rather support the fusion of median openings in the skull; however, the physiological importance of the pineal organ requires the pineal foramen to stay open from the early beginning with bone formation in late embryonic development (
The tuatara also has a frontonasal fontanelle (
In turtles, the parietal foramen is closed, presumably due to the strong neck retraction-related forces exerted on the skull roof (
B2-1. Cranial weapons
During the terrestrialisation process, not only feeding, but also inter- and intraspecific combat behaviour changed. In several land vertebrates, cranial weapons evolved for defence. At foremost, these include horns and exposed osteoderms, but also expansions of cranial regions, such as the frill of ceratopsian dinosaurs or the wide cheek expansions of the diplocaulid nectrideans. In the latter, in particular, multiple functions of such structures are plausible including the use for swimming (e.g.
There are several studies on the evolution and function of the cranial armour of ceratopsians, comprehensively reviewed by
B2-2. Nasal horn
The unpaired nasal protuberance of Protoceratops received an external force (FNH), which resulted in a comprehensive distribution of compressive stresses. One of them (light green α1) travelled along the anteroventral margin of the braincase [visible through the infratemporal fenestra in Fig.
Stress distributions within the skulls of rhinoceroses might be similar to that of Protoceratops with broad insertions of the nape muscles (FN1) on the skull. The pre-orbital stress flow (light green α3) of rhinoceroses certainly distributed along the strong infratemporal bar to reach the occiput.
B2-3. Parietal fenestra
In case a force (FF) acted on the posterolateral edge of the frill in Protoceratops (Fig.
The frill in Ceratopsida experienced a great diversification, with some taxa having parietal openings and some not (
In this context, I wish to mention the origin of turtles. Recently, a series of cranial “horn cores” (cf. Fig.
Turtles are currently considered to have derived from diapsid ancestors, based on molecular and morphological data (
B2-4. Cheek weapons
External force (FC) on the lateral cheek extensions (cheek wings) of Protoceratops was guided, firstly (light blue α1), at the skull’s surface along quadratojugal, jugal, postorbital and frontal/parietal towards the central nape muscle (FN1; Fig.
In this regard, the evolutionary origin of temporal fenestration in amniotes might be briefly discussed (see also
Throughout all of their life, most early amniotes faced a completely different, i.e. harder food supply outside the aquatic milieu when compared to non-amniotic tetrapods. It is well imaginable that the earliest amniotes primarily made use of their ancestral focus on anterior bite (see Figs
B2-5. Lateral horns
Protoceratops already had distinct “brow” protuberances above the eye (Fig.
In case the horn was pulled to the side (e.g. inside the belly of a tyrannosaur), transversal forces acted on the skull. The principle is similar as explained with different scenarios by
B2-6. Body posture
For all forces not related to perpendicular bites (FbpA/A*/P), namely the transversal bites (FbtA/A*/P) and the cranial armour-related forces (FF, FC, FpLH, FtLH), the resulting stresses (a/β) were taken up by the vertebral column (scruff of the neck, FS), as well as by the neck muscles (FN1-3). The postcranial skeleton assisted in closing the circle of forces (Section B1-6).
In those cases where a medial force (FNH) acted on the beak or the medial horn (Fig.
In those cases where external forces acted transversally to the skull (FbtA/A*/P, FF, FC, FpLH, FtLH), transversal stress flows reached the postcranium. First, they were taken up by the transversal processes/ribs of the neck vertebrae (
In summary, the postcranial bones were structured and arranged not only in relation to locomotion, but also in response to the forces acting on the skull. This is particularly clear in ceratopsids, which have more or less upright hind limbs to support a pushed-back body and the forelimbs could be sprawled in the lateral direction to prevent the body from falling over to the side when fighting (Preuschoft and Gudo 2006: fig. 9). Animals with less transversal forces on the head, namely without cranial armour and a rather perpendicular bite, tend to have less transversal processes/ribs and less sprawled fore-limbs (
Three major neck muscles (FN1-3) have been discussed in this paper (Fig.
B2-7. Occipital region
Posterior views of the skulls are shown in the C-panels of Figs
As explained above, the compressive stress induced by FN3 is associated with the formation of the posttemporal arcade (γN3/1), which not only borders the supratemporal fenestra posteriorly, but also the posttemporal fenestra at its dorsal side (Fig.
The stress flow resulting from FN2 and with that the posteroventral margin of the skull in most species, pointed towards the middle of the skull (γN2/S) and connected the quadrate and the pterygoid with the braincase in Euparkeria (Fig.
A quadrate fenestra was formed between quadrate medially and quadratojugal laterally in Euparkeria and was associated with the compressive stress flows (dark green α) from the force acting in the jaw joint (Fj; Fig.
The stress flows from the bite points and the cranial weapons reached the occiput dorsomedially, ventrolaterally and dorsolaterally and were transmitted by the respective neck muscle (FN1, FN2 and FN3). It is apparent in the palatal and occipital views of the skull (Figs
Although mainly receiving stresses from external forces on the skull, neck muscles (as well as the jaw muscle) will also induce some stresses into the skull, beyond the occipital region. Great pulling of the dorsal neck muscles (FN1/2) has been discussed for the neck retraction mode of turtles, which influences the shaping of the temporal region and might even have contributed to the closure of the temporal openings in turtle ancestors (see Section B2-3) (
In this regard, the additofenestral condition of tyrannosaurids may be mentioned (Fig.
This final Section on the occipital region illustrates, again, that skull architecture needs to be analysed in a holistic manner, whereby distinct biomechanical conditions need to be considered in the context of the animal’s behaviour as well as its life history mode. The four species exemplarily discussed herein may serve as a starting point for future more sophisticated technical assessments of skull biomechanics, such as the use of finite element analyses.
The present contribution is a novel approach to understanding the enormous cranial diversity of land vertebrates. It takes both comparative anatomy as well as biomechanical considerations into account to provide a comprehensive picture of skull formation in time and space. Moreover, developmental and behavioural aspects of extant and extinct animals are incorporated to draw a comprehensive picture of skull evolution.
The evolution of cranial openings in tetrapods is, firstly, largely related to ontogenetic strategies with differences in directly developing and metamorphosing animals on one hand and larval and non-larval life histories on the other hand. Secondly, modulations of anterior and posterior bite points, the bite intensity, as well as the presence of cranial armour, such as horns and cheek wings (e.g. pareiasaurs, procolophonids, turtles, ceratopsids, bovids) or just bone thickenings (e.g. early eureptiles) correspond to the presence or closure of cranial openings. A scenario for the evolution of temporal skull openings is provided (Fig.
It is shown that a strong bite anterior in the snout, as well as breathing behaviour, originally influenced the formation of the otic slit and the interpterygoid formamen in the earliest tetrapods. With increased terrestrialisation in the amniote stem group, neck muscles became very important for skull formation and their tension resulted in the formation of a straight border at the posterior edge of the skull. An infratemporal fenestra appears to be ancestral to amniotes (Fig.
A preference for biting posteriorly in the jaw resulted in the formation of an upper temporal fenestra (and a ventral temporal excavation). Increased posterior bite force triggered the formation of an antorbital and a mandibular fenestra in Archosauriformes (Fig.
Jaw muscles mainly relate to perpendicular bites. Neck muscles, in contrast, take up the stresses from transversal bite as well as from all other external forces acting on the skull. This leads to comprehensive responses in the postcranial skeleton to close the circle of forces. However, skeletal responses to neck muscle tension also appear in the occiput and other regions of the skull. This is most obvious in turtle evolution with neck retraction largely altering the skull anatomy.
The present paper may serve as a framework for future quantitative biomechanics that take a holistic view of the skull, in which ontogenetic, evolutionary, as well as comprehensive morphological aspects of skull architecture, will be considered.
I am grateful to Florian Witzmann (Berlin) for discussion and the invitation to contribute to this Special Issue on “The fish-to-tetrapod transition and the conquest of land by vertebrates”. Marcello Ruta (Bristol) and Stephanie Woodgate (Berlin) are thanked for their useful comments on the manuscript. I also thank Holger Preuschoft (Bochum), Felix Augustin, Pascal Abel (Tübingen) and Marc E. H. Jones (London) for discussions. The study was supported by the grant WE 5440/6-1 of Deutsche Forschungsgemeinschaft.
Abbreviations:
an, angular; bo, basioccipital; bs, basisphenoid; co, coronoid; de, dentary; ec, ectopterygoid; eo, exoccipital; ECM, m. episternocleidomastoideus; f, frontal; F, force; Fa1, force of the medial most jaw adductor muscle portion; Fa2, force of the lateral most jaw adductor muscle portion; Fa2*, possible anterior insertion of the “chewing” muscle in Protoceratops; Fa3, force of the jaw adductor muscle portion in between Fa1 and Fa2; FbpA, anterior perpendicular bite force (at the “caninus”-position); FbpA*, most anterior perpendicular bite force (at the “incicivus”-position; FbpP, posterior perpendicular bite force (at the “caninus”-position); FbtA, anterior transversal bite force in the back of the mouth; FC, force acting laterally on the cheek extension; Fi, inertia force; FF, force acting laterally on the frill; FN1, force of the medial most dorsal neck muscle; FN2, force of the neck muscle that inserts lateral most to the skull; FN3, force of the neck muscle placed between FN1 and FN2; FNH, force acting on the nasal horn; FpLH, force acting perpendicularly on the lateral horn; FpLH, large pulling force acting transversally away from the lateral horn; FpLH*, small pulling force acting transversally away from the lateral horn; FS, force at the scruff of the neck (neck vertebra vs. occipital condyle); ij, insula jugalis; ip, interparietal; it, intertabular; ju, jugal; la, lacrimal; LCap, m. longissimus capitis Pars articuloparietalis; lt, laterosphenoid; mx, maxilla; n, nasal; oc, occipital; OCM, m. obliquus capitis magnus; op, opisthotic; p, parietal; pbs, parabasisphenoid; pc, parietal crest; pd, predental; po, postorbital; pof, postfrontal; prf, prefrontal; pmx, premaxilla; po, paroccipital; posp, postsplenial; pp, postparietal; prsp, presplenial; ps, parasphenoid; ps-pc, cultriform process of parasphenoid; pt, pterygoid; q, quadrate; qj, quadratojugal; r, rhamphoteca; RCA, m. rectus capitis anterior; sa, surangular; SC, m. spinalis captitis; so, supraoccipital; sq, squamosal; t, tabular; v, vomer, α, compressive stress; β, tensional stress.
Colour code for forces (F) and related stresses (dashed lines):
blue (dark), posterior bite; blue (light), external force on the cheek; brown, transversal anterior bite; green (dark), jaw joint; green (light) in Fig.